Securities Documentation Preparation, Drafting & Management
Securities documentation, including pre-IPO documentation, post-listing requirements, exhibits and opinions
Securities Documentation
We handle many pre-IPO process documentation for listing in the US, UK and Australia, with respect to the NYSE and NASDAQ, and the OTC boards, LSE, ASX and Newcastle exchanges.
We partner IPO service firms to assist in the preparation of listing documents, including all legal opinions and agemes, such as the following:
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documents required for incorporation (bye-laws, articles, stock register, stock certificates, minute meeting book, tax ID number form etc)
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documents required for corporate nominee schemes
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documents required for registering of securities (registration statement, prospectus, exhibits including material agreements, declaration of interests and subsidiaries, charters and so on)
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documents in relation to listing of foreign issuers
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annual and periodic reports
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post-listing legal compliance requirements
Our business division further prepares marketing materials for pre-listing road shows, including power point presentations and investment summaries.
Enquiries
Please submit an enquiry if you would like to discuss your requirements with us. Alternatively, you may wish to contact us.
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